Nov 20, 2010

3G LTE Tutorial[2]-LTE OFDM,OFDMA and SC-FDMA

overview, information, tutorial about the basics of LTE OFDM, OFDMA and SC-FDMA including cyclic prefix-CP.

One of the key elements of LTE is the use of OFDM (Orthogonal Frequency Division Multiplex) as the signal bearer and the associated access schemes, OFDMA (Orthogonal Frequency Division Multiplex) and SC-FDMA (Single Carrier Frequency Division Multiple Access).

OFDM is used in a number of other systems from WLAN, WiMAX to broadcast technologies including DVB and DAB. OFDM has many advantages including its robustness to multipath fading and interference. In addition to this, even though, it may appear to be a particularly complicated form of modulation, it leads itself to digital signal processing techniques.

In view of its advantages, the use of ODFM and the associated access technologies, OFDMA and SC-FDMA are natural choices for the new LTE cellular standard.

OFDM basics

The use of OFDM is a natural choice of LTE. While the basic concepts of OFDM are used, it has naturally been tailored to meet the exact requirements for LTE. However its use of multiple carrier each carrying a low data rate remains the same.

  • OFDM is a form of transmission that uses a large number of close spaced carriers that are modulated with low rate data. Normally there signals would be expected to interface with each other, but by making the signals orthogonal to each another there is no mutual interference. This is achieved by having the carrier spacing equal to the reciprocal of the symbol period. This means that when the signals are demodulated they will have a whole number of cycles in the symbol period and their contribution will sum to zero. In other words there is no interference contribution. The data to be transmitted is split across all the carriers and this means that by using error correction techniques, it some of the carriers are lost due to multi-path effects, then the data can be reconstructed. Additionally having data carried at a low rate across all the carries means that the effects of reflections and inter-symbol interference can be overcome. It also means that single frequency networks, where all transmitters can transmit on the same channel can be implemented.

The actual implementation of the technology will be different between the downlink (i.e, from base station to mobile) and uplink (i.e, mobile to the base station) as a result of the different requirements between the two directions and the equipment at either end. However OFDM was chosen as the signal bearer format because it is very resilient to interference. Also in recent years a considerable level of experience has been gained in its use from the various forms of broadcasting that use it along with Wi-Fi and WiMAX. OFDM is also a modulation format that is very suitable for carrying high data rates - one of the key requirements for LTE.

In addition to this, OFDM can be used in both FDD and TDD formats. This becomes an additional advantage.

LTE channel bandwidths and characteristics

One of the key parameters associated with the use of OFDM within LTE is the choice of bandwidth. The available bandwidth influences a variety of decisions including the number of carriers that can be accommodated in the OFDM signal and in turn this influences elements including the symbol length and so forth.

LTE defines a number of channel bandwidths. Obviously the greater the bandwidth, the greater the channel capacity.

The channel bandwidths that have been chosen for LTE are:
  1. 1.4 MHz
  2. 3 MHz
  3. 5 MHz
  4. 10 MHz
  5. 15 MHz
  6. 20 MHz
In addition to this the sub-carriers are spaced 15kHz apart from each other. To maintain orthogonality, this gives a symbol rate of 1/15 kHz = of 66.7 µs.

Each sub carrier is able to carry data at a maximum rate of 15ksps (kilosymbols per second). This gives a 20MHz bandwidth system a raw symbol rate of 18 Msps. In turn this is able to provide a raw data rate of 108 Mbps as each symbol using 64QAM is able to represent six bits.

It may appear that these rates do not align with the headline figures given in the LTE specifications. The reason for this is that actual peak data rates are derived by first subtracting the coding and control overheads. Then there are gains arising from elements such as the spatial multiplexing, etc.

LTE OFDM cyclic prefix (CP)

One of the primary reasons for using OFDM as a modulation format with LTE (and many other wireless systems for that matter) is its resilience to multipath delays and spread. However it is still necessary to implement methods of add resilience to the system. This help overcome the inter-symbol interference (ISI) that results from this.

In areas where inter-symbol interference is expected, it can be avoided by inserting a guard period into the timing at the beginning of each data symbol. It is then possible to copy a section from the end of the symbol to the beginning. This is known as the cyclic prefix, CP. The receiver can then sample the waveform at the optimum time and avoid any inter-symbol interference caused by reflections that are delayed by times up to the length of the cyclic prefix, cp.

The length of the cyclic prefix, CP is important. If it is not long enough then it will not counteract the multipath refection delay spread. If it is too long, then it will reduce the data throughput capacity. For LTE, the standard length of the cyclic prefix has been chosen to be 4.69µs. This enables the system to accommodate path variations of up to 1.4km. With the symbol length in LTE set to 66.7µs

The symbol length is defined by the fact that for OFDM systems the symbol length is equal to the reciprocal of the carrier spacing so that orthogonaliy is achieved. With a carrier spacing of 15kHz, this gives the symbol length of 66.7µs.

LTE OFDMA in the downlink

The OFDM signal used in LTE comprises a maximum of 2048 sub-carriers having a spacing of 15 kHz. Although it is mandatory for the mobiles to have capability to be able to receive all 2048 sub-carriers, not all need to be transmitted by the base station which only needs to be able to support the transmission of 72 sub-carriers. In this way all mobiles will be able to talk to any base station.

The OFDM signal it is possible to choose between three types of modulation
  1. QPSK(=4QAM) 2 bits per symbol
  2. 16QAM 4 bit per symbol
  3. 64QAM 6 bit per symbol
The exact format is chosen depending upon the prevailing conditions. The lower forms of modulation, (QPSK) do not require such a large signal to noise ratio but are not able to send the data as fast. Only when there is a sufficient signal to noise ratio can the higher order modulation format be used.

Downlink carriers and resource blocks

In the downlink, the subcarriers are split into resource blocks. This enables the system to be able to compartmentalize the data across standard numbers of subcarriers.


Channel bandwidth
(MHz)
1.435101520
Number of resource blocks615255075100


Resource blocks comprise 12 subcarriers, regardless of the overall LTE signal bandwidth. They also over one slot in the time frame. This means that different LTE signal bandwidths will have different numbers of resource blocks.

LTE SC-FMDA in the uplink

For the LTE uplink, a different concept is used for the access technique. Although still using a form of OFDMA technology, the implementation is called Single Carrier Frequency Division Multiple Access.

One of the key parameters that affects all mobiles is that of battery life. Even though battery performance is improving all the time, it is still necessary to ensure that the mobiles use as little battery power as possible. With the RF power amplifier that transmits the radio frequency signal via the antenna to the base station being the highest power item within the mobile, it is necessary that it operates in as efficient mode as possible. This can be significantly affected by the form of radio frequency modulation and signal format. Signals that have a high peak to average ratio and require linear amplification do not lend themselves to the use of efficient RF power amplifiers. As a result it is necessary to employ a mode of transmission that has as near a constant power level when operating. Unfortunately OFDM has a high peak to average ratio. While this is not a problem for the base station where power is not a particular problem, it is unacceptable for the mobile. As a result, LTE uses a modulation scheme known as SC-FDMA which is a hybrid format. This combines the low peak to average ratio offered by single-carrier systems with the multipath interference resilience and flexible subcarrier frequency allocation that OFDM provides.


Nov 18, 2010

3G LTE Tutorial [1] - Introduction

With services such as WiMAX offering very high data speeds, work on developing the next generation of cellular technology has started. The UMTS cellular technology upgrade has been dubbed LTE - Long Term Evolution. The idea is that 3G LTE will enable much higher speeds to be achieved along with much lower packet latency, and that 3GPP LTE will enable cellular communications services to move forward to meet the needs for cellular technology to 2017 and well beyond.

HSPA, a combination of HSDPA and HSUPA, and HSPA+ are now being deployed, the 3G LTE development is being dubbed 3.99G as it is not a full 4G standard, although in reality there are many similarities with the cellular technologies being touted for the use of 4G. However, regardless of the terminology, it is certain that 3G LTE will offer significant improvements in performance over the existing 3G standards.

Many operators have not yet upgraded their basic 3G networks, and 3GPP LTE is seen as the next logical step for many operators, who will leapfrog straight from basic 3G straight to LTE as this will avoid providing several stage of upgrade. The use of LTE will also provide the data capabilities that will be required for many years and until the full launch of the full 4G standards known as LTE Advanced.

3G LTE beginnings

3GPP, the Third Generation Partnership Project that oversaw the development of the UMTS 3G system stared the work on the evolution of the 3G cellular technology with a workshop that was held in Toronto Canada in November 2004. The work on 3G LTE started with a feasibility study started in December 2004, which was finalised for inclusion on 3GPP release 7. LTE core specifications were then included in release 8.

The workshop set down a number of high level requirements for 3G LTE:
  • Reduced case per bit
  • Increased service provisioning - more services at lower cost with better user experience
  • Flexibility of use of existing and new frequency bands
  • Simplified architecture, Open interfaces
  • Allow for reasonable terminal power consumption
In terms of actual figures, targets for LTE included download rate of 100Mbps, and upload rates of 5oMbps for every 20MHz of spectrum. In addition to this LTE was required to support at least 200 active users in every 5MHz cell. (i.e. 200 active phone calls). Targets have also been set for the latency in IP packet delivery. With the growing use of services including VoIP, gaming and many other applications where latency is of concern, figures need to be set for this. As a result a figure of sub-10ms latency for small IP packets has been set.

3G LTE evolution

Although there are major step changes between LTE and its 3P predecessors, it is nevertheless
looked upon as an evolution of the UMTS/SC-FDMA instead of CDMA, there are many similarities with the earlier forms of 3G architecture and there is scope for much re-use.

LTE can be seen for provide a further evolution of functionality, increased speeds and general improved performance.

WCDMA
(UMTS)
HSPA
HSDPA / HSUPA
HSPA+LTE
Max downlink speed
bps
384 k14 M28 M100M
Max uplink speed
bps
128 k5.7 M11 M50 M
Latency
round trip time
approx
150 ms100 ms50ms (max)~10 ms
3GPP releasesRel 99/4Rel 5 / 6Rel 7Rel 8
Approx years of initial roll out2003 / 42005 / 6 HSDPA
2007 / 8 HSUPA
2008 / 92009 / 10
Access methodologyCDMACDMACDMAOFDMA / SC-FDMA

In addition to this, LTE is an all IP based network, supporting both IPv4 and IPv6. There is also no basic provision for voice, although this can be carried as VoiP.

3G LTE tehnologies

LTE has introduced a number of new technologies when compared to the previous cellular systems. They enable LTE be able to operated more efficiently with respect to the use of spectrum, and also to provide the much higher data rates that are being required

  • OFDM(Orthogonal Frequency Division Mulitplex): OFDM technology has been incorporated into LTE because it enables high data bandwidths to be transmitted efficiently while still providing a high degree of resilience to reflections and interference. The access schemes differ between the uplink and downlink: OFDMA(Orthogonal Frequency Division Multiple Access is used in the downlink); while SC-FDMA(Single Carrier - Frequency Division Multiple Access) is used in the uplink. SC-FDMA is used in view of the fact that its peak to average power ratio is small and the more constant power enables high RF power amplifier efficiency in the mobile handsets - an important factor for battery power equipment.

  • MINO(Multiple Input Multiple Output): One of the main problems that previous telecommunications systems has encountered is that of multiple signals arsing from the many reflections that are encountered. By using MIMO, there additional signal paths can be used to advantage and are able to be used to increase the throughput
When using MINO,it is necessary to use multiple antennas to enable the different paths to be distinguished. Accordingly schemes using 2x2, 4x2, or4x4 antenna matrices can be used. while it is relatively easy to add further antennas to a base station, the same is not true of mobile handsets, where the dimensions of the user equipment limit the number of antennas which should be place at least a half wavelength apart.

  • SAE( system Architecture Evolution): With the very high data rate and low latency requirements for 3G LTE, it is necessary to evolve the system architecture to enable the improved performance to be achieved. One change is that a number of the functions previously handled by the core network have been transferred out to the periphery. Essentially this provides a much "flatter" form of network architecture. In this way latency times can be reduced and data rate can be routed more directly to its destination.
3G LTE specification overview

It is worth summarizing the key parameters of the3G LTE specification. In view of the fact that there are a number of differences between the operation of the uplink and downlink, there naturally differ in the performance they can offer.

PARAMETERDETAILS
Peak downlink speed
64QAM
(Mbps)
100 (SISO), 172 (2x2 MIMO), 326 (4x4 MIMO)
Peak uplink speeds
(Mbps)
50 (QPSK), 57 (16QAM), 86 (64QAM)
Data typeAll packet switched data (voice and data). No circuit switched.
Channel bandwidths
(MHz)
1.4, 3, 5, 10, 15, 20
Duplex schemesFDD and TDD
Mobility0 - 15 km/h (optimised),
15 - 120 km/h (high performance)
LatencyIdle to active less than 100ms
Small packets ~10 ms
Spectral efficiencyDownlink: 3 - 4 times Rel 6 HSDPA
Uplink: 2 -3 x Rel 6 HSUPA
Access schemesOFDMA (Downlink)
SC-FDMA (Uplink)
Modulation types supportedQPSK, 16QAM, 64QAM (Uplink and downlink)


There LTE highlight specifications give anoverall view of the performance that LTE will offer. It meets therequirements of industry for high data download speeds as well as reduced latency - a factor important for many applications from VoIP to gaming and interactive use of data. It also provides significant improvements in the use of the available spectrum

3G LTE summary
The basic work on 3G LTE has now been completed by 3GPP, although the initial drafts were released in September 2007 and the parallel work on the infrastructure technology known as LTE System Architecture Evolution (SAE) followed shortly afterwards. In terms of the deployments of real systems some anticipate that the first deployments may be seen in 2010 although one of the main problems will be the user equipment. Initially these are likely to consist of broadband "dongles" for use with laptops with other mobiles appearing later.